On February 10, 2021, David P. Stapleton was appointed by the United States District Court for the Northern District of California to serve as Receiver with certain roles identified in the Order Appointing Receiver. The United States Securities and Exchange Commission sought the appointment of a Receiver in order to protect and preserve assets belonging to the Receivership Estate. Please report back to this website periodically to stay apprised of events of the receivership estate.
Recent Updates
- Order Approving Sixteenth Application for Fees of the Receiver for the Fourth Quarter of 2024 – Filed 04/08/2025 - April 8, 2025
- Order Approving Application for Allowance and Payment of Fees and Costs Incurred by Counsel for the Receiver for the Period from October 1, 2024 through December 31, 2024 – Filed 04/08/2025 - April 8, 2025
- Order Approving Application for Allowance of Fees and Costs of Ratzlaff Tamberi & Wong Accountancy Corporation. Tax Accountant for the Receiver, for the Period from October 1, 2024 through December 31, 2024 – Filed 04/08/2025 - April 8, 2025
- Status Report of the Receiver for the Period from April 1, 20244 through December 31, 2024 – Filed 03/28/2025 - March 31, 2025
- Notice of Hearing on Applications of the Receiver and His Professionals for the Fourth Quarter of 2024 – Filed 03/28/2025 - March 31, 2025
- Sixteenth Application for Fees of the Receiver for the Fourth Quarter of 2024; Declaration of David Stapleton in Support Thereof – Filed 03/31/2025 - March 31, 2025
- Application for Allowance and Payment of Fees and Costs Incurred by Counsel for the Receiver for the Period from October 1, 2024 through December 31, 2024; Declaration of Kyra E. Andrassy in Support Thereof – Filed 03/28/2025 - March 31, 2025
- Application of Ratzlaff Tamberi & Wong Accountancy Corporation, Tax Accountant for the Receiver, for the Period from October 1, 2024 through December 31, 2024; Declaration of Chris Ratzlaff in Support Thereof – Filed 03/28/25 - March 31, 2025
- Order Approving Fifteenth Application for Fees of the Receiver for the Third Quarter of 2024; Declaration of David Stapleton in Support Thereof – Filed 01/06/2025 - January 6, 2025
- Order Approving Application for Allowance and Payment of Fees and Costs Incurred by Counsel for the Receiver for the Period from July 1, 2024 through September 30, 2024 – Filed – 01/06/2025 - January 6, 2025